Brendan W. Yester
As Chief Compliance Officer, Brendan oversees and manages the compliance program at Mariner Financial Group, LLC. He ensures the organization is in compliance with the Securities Exchange Commission and FINRA regulations. Prior to co-founding Mariner Financial Group, LLC. Brendan worked as a portfolio analyst for Glastonbury Financial Services, LLC. He received a B.S. in Accounting from Central Connecticut State University in 2006. Brendan’s professional credentials include a General Securities Representative (Series 7) and a Uniform Securities Agent/Uniform Investment Advisor (Series 66) FINRA registrations held through M Holdings.
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Brendan W. Yester
As Chief Compliance Officer, Brendan oversees and manages the compliance program at Mariner Financial Group, LLC. He ensures the organization is in compliance with the Securities Exchange Commission and FINRA regulations. Prior to co-founding Mariner Financial Group, LLC. Brendan worked as a portfolio analyst for Glastonbury Financial Services, LLC. He received a B.S. in Accounting from Central Connecticut State University in 2006. Brendan’s professional credentials include a General Securities Representative (Series 7) and a Uniform Securities Agent/Uniform Investment Advisor (Series 66) FINRA registrations held through M Holdings.